SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
90 NASSAU STREET, 5TH FLOOR |
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(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/24/2006
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3. Issuer Name and Ticker or Trading Symbol
CADENCE PHARMACEUTICALS INC
[ CADX ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock |
12,500
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I |
By ProQuest Management LLC
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Series A-1 Preferred Stock
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Common Stock |
598,404
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D
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Series A-2 Preferred Stock
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Common Stock |
954,770
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D
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Series A-3 Preferred Stock
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Common Stock |
1,500,000
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D
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Stock option (right to buy) |
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07/12/2006 |
Common Stock |
15,000 |
3.2 |
I |
By Dr. Alain Schreiber |
1. Name and Address of Reporting Person*
90 NASSAU STREET, 5TH FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
90 NASSAU STREET, 5TH FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
C/O PROQUEST INVESTMENTS, L.P. |
90 NASSAU STREET, 5TH FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O PROQUEST INVESTMENTS, L.P. |
90 NASSAU STREET, 5TH FLOOR |
(Street)
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1. Name and Address of Reporting Person*
90 NASSAU STREET, 5TH FLOOR |
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(Street)
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Explanation of Responses: |
Remarks: |
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/s/ Pasquale DeAngelis, a member of ProQuest Associates III, LLC, its general partner |
10/24/2006 |
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Pasquale DeAngelis, Managing Member |
10/24/2006 |
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Pasquale DeAngelis, Attorney-in-fact |
10/24/2006 |
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Pasquale DeAngelis, Attorney-in-fact |
10/24/2006 |
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Pasquale DeAngelis, Member |
10/24/2006 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby authorizes Theodore R.
Schroeder, William R. LaRue and Jennifer M. Repine of Cadence Pharmaceuticals,
Inc. (the "Company"), and each of them individually to execute for and on behalf
of the undersigned, in the undersigned's capacity as a shareholder of the
Company, Forms 3, 4 and 5, and any amendments thereto, and cause such form(s) to
be filed with the United States Securities and Exchange Commission pursuant to
Section 16(a) of the Securities Act of 1934, relating to the undersigned's
beneficial ownership of securities in the Company. The undersigned hereby
grants to each such attorney-in-fact full power and authority to do and perform
any and every act and thing whatsoever requisite, necessary, or proper to be
done in the exercise of any of the rights and powers herein granted, as fully to
all intents and purposes as the undersigned might or could do if personally
present, with full power of substitution or revocation, hereby ratifying and
confirming all that such attorney-in-fact, or such attorney-in-fact's substitute
or substitutes, shall lawfully do or cause to be done by virtue of this power of
attorney and the rights and powers herein granted. The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in such capacity at the request
of the undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of, and transactions in, securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing delivered
to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has cause this Power of Attorney to be
executed as of this 18th day of October, 2006.
ProQuest Investments III, L.P.
By: ProQuest Associates III LLC
Its: General Partner
/s/ Alain B. Schreiber
Signature of Stockholder
Alain B. Schreiber, Managing Member
Title of Signatory, if applicable
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby authorizes Pasquale
DeAngelis, individually to execute for and on behalf of the undersigned, in the
undersigned's capacity as a 5% shareholder of Cadence Pharmaceuticals, Inc. (the
"Company"), Forms 3, 4 and 5, and Schedules 13D and 13G and any amendments
thereto, and cause such form(s) to be filed with the United States Securities
and Exchange Commission pursuant to Section 16(a) and Section 13 of the
Securities Act of 1934, relating to the undersigned's beneficial ownership of
securities in the Company. The undersigned hereby grants to such
attorney-in-fact full power and authority to do and perform any and every act
and thing whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with full
power of substitution or revocation, hereby ratifying and confirming all that
such attorney-in-fact, or such attorney-in-fact's substitute or substitutes,
shall lawfully do or cause to be done by virtue of this power of attorney and
the rights and powers herein granted. The undersigned acknowledges that the
foregoing attorney-in-fact, in serving in such capacity at the request of the
undersigned, is not assuming, any of the undersigned's responsibilities to
comply with Section 16 and Section 13 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of, and transactions in, securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing delivered
to the foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has cause this Power of Attorney to be
executed as of this 23rd day of October, 2006.
/s/ Alain B. Schreiber, M.D.
Alain B. Schreiber, M.D.
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby authorizes Pasquale
DeAngelis, individually to execute for and on behalf of the undersigned, in the
undersigned's capacity as a 5% shareholder of Cadence Pharmaceuticals, Inc. (the
"Company"), Forms 3, 4 and 5, and Schedules 13D and 13G and any amendments
thereto, and cause such form(s) to be filed with the United States Securities
and Exchange Commission pursuant to Section 16(a) and Section 13 of the
Securities Act of 1934, relating to the undersigned's beneficial ownership of
securities in the Company. The undersigned hereby grants to such
attorney-in-fact full power and authority to do and perform any and every act
and thing whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with full
power of substitution or revocation, hereby ratifying and confirming all that
such attorney-in-fact, or such attorney-in-fact's substitute or substitutes,
shall lawfully do or cause to be done by virtue of this power of attorney and
the rights and powers herein granted. The undersigned acknowledges that the
foregoing attorney-in-fact, in serving in such capacity at the request of the
undersigned, is not assuming, any of the undersigned's responsibilities to
comply with Section 16 and Section 13 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of, and transactions in, securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing delivered
to the foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has cause this Power of Attorney to be
executed as of this 23rd day of October, 2006.
/s/ Jay Moorin
Jay Moorin
JOINT FILING AGREEMENT
In accordance with Rule 16a-3(j) and Rule
13d-1(k)(1) and under the Securities Exchange Act
of 1934, as amended, the undersigned agree to the
joint filing on behalf of each of them of Forms 3,
4, 5 and Schedules 13D and 13G (including any and
all amendments thereto) with respect to the Common
Stock, par value $0.0001 per share, of Cadence
Pharmaceuticals, Inc., and further agree that this
Joint Filing Agreement shall be included as an
exhibit to such joint filings.
The undersigned further agree that each
party hereto is responsible for the timely filing
of such Forms 3, 4, 5 and Schedules 13D and 13G
and any amendments thereto, and for the
completeness and accuracy of the information
concerning such party contained therein; provided
that no party is responsible for the completeness
or accuracy of the information concerning any
other filing party, unless such party knows or
has reason to believe that such information is
inaccurate.
This Joint Filing Agreement may be executed
in one or more counterparts, each of which shall
be deemed to be an original instrument, but all
of such counterparts together shall constitute
one agreement.
In evidence thereof, the undersigned, being
duly authorized, hereby execute this Joint Filing
Agreement this 23rd day of October, 2006.
PROQUEST ASSOCIATES III, LLC
/s/ Pasdqual DeAngelis
Name: Pasquale DeAngelis
Its: Member
PROQUEST INVESTMENTS, L.P.
By: ProQuest Associates III LLC
Its: General Partner
/s/ Pasdqual DeAngelis
Name: Pasquale DeAngelis
Its: Member
Jay Moorin
/s/ Jay Moorin
Name: Jay Moorin
Alain B. Schreiber, M.D.
/s/ Alain B. Schreiber, M.D.
Name: Alain B. Schreiber, M.D.
PROQUEST MANAGEMENT LLC
Name: Pasquale DeAngelis
Its: Member